Dr Konstantinos Sergakis

  • Senior Lecturer in Commercial Law (Law)

Biography

Dr Konstantinos Sergakis holds an LL.B from the National and Kapodistrian University of Athens, an LL.M in International Business Law from University College London and a PhD from the University Paris 1 Panthéon-Sorbonne.

He joined the University of Glasgow as Senior Lecturer in Law in 2015, where he has convened the LLM in Corporate & Financial Law since 2016 and he has been acting as School International Lead since 2017. He is a Fellow of the Higher Education Academy (2014) and a qualified Advocate, a member of the Athens Bar Association since 2004.

Konstantinos has previously taught at the Universities of Paris Ouest Nanterre la Defence (2006-2010), Bedfordshire (2011-2013) and Bristol (2013-2015). He has held a Visiting Lectureship at the Leuphana University of Lüneburg (2016) and he has also held two Visiting Professorships at Aarhus University. He acts as an external examiner for Durham University and the University of Edinburgh. In 2018/19, Konstantinos will hold Visiting Professorships at the Global College of Law at UCLouvain, University of Alcalá and Sciences-Po Lyon.

He currently sits on the editorial board of the journals 'Corporate Ownership and Control' and 'Corporate Governance and Sustainability Review'.

In 2017 he was elected as a member of the Executive Board of the International Association of Economic Law (AIDE). 

In 2018, he was appointed to the UK Research and Innovation Future Leaders Fellowships (UKRI FLF) programme Peer Review College. In the same year, he also launched as Founding Member and was appointed Executive Board Member of the Transnational Network of Banking and Financial Law (Montreal). 

Dr Sergakis is the author of "The Transparency of Listed Companies in EU Law". His book received the prestigious prize Prix Solennel André Isoré under the Presidency of the French Prime Minister (award for the best PhD in Private Law amongst all doctorates awarded in 2010) and the Special Grant 2011/2012 under the Special Grant and Support Program for Scholars’ Association Members of the Alexander S. Onassis Foundation (award and publication of a PhD thesis which has received recognition in the academic community). It has been published in the collection of the Institute of Legal Research of the Sorbonne Law School (Bibliothèque de l’Institut de Recherche Juridique de la Sorbonne - IRJS Editions).


Research interests

Konstantinos's research interests are related to Corporate Law, EU Capital Markets Law and Corporate Governance.  He has participated in numerous international conferences and publishes regularly articles in English and French journals.

Konstantinos is Co-investigator of the 3-year Research project ‘Shareholder Duties’ which was awarded a YDUN Grant from the Danish Council for Independent Research (PI: Professor Hanne Birkmose, Aarhus University). He has also received scholarships from the Alexander S. Onassis Foundation and Vardinnoyannis Foundation for his postgraduate studies (LLM and PhD).

He is also an Affiliated Scholar of the Centre for the Law of Business and International Trade (CDACI), University of Montreal, Canada.

Dr Sergakis was invited in 2017 to join the Sustainable Market Actors Network that is coordinated by Professor Beate Sjåfjell, University of Oslo.

In 2018, he was invited by the Financial Reporting Council (FRC) to provide themes/ideas that should be considered in developing corporate governance principles for large private companies.

He is happy to talk to the media about the following topics: Capital Markets law, Company law, Company directors, Institutional investors, Proxy advisors and Corporate governance.

For more information on Dr Sergakis's research, please visit his profile on the following network:


Selected publications

Sergakis, K. (2017) The relevance of time in framing the sanctions framework for defective disclosure. European Business Law Review, 28(3), pp. 331-366.

Sergakis, K. (2014) Deconstruction and Reconstruction of the 'Comply or Explain' Principle in EU Capital Markets. SIDE: 10th Annual Conference, Rome, Italy, 18 Dec-20 Dec 2014.

Sergakis, K. (2013) The UK stewardship code: bridging the gap between companies and institutional investors. Revue Juridique Themis, 47(1), pp. 109-154.

Sergakis, K. (2013) La transparence des sociétés cotées en droit européen. Series: Bibliothèque de l'Institut de recherche juridique de la Sorbonne-André Tunc, 41. IRJS Editions: Paris. ISBN 9782919211166

Grants

Co-Investigator: Research project ‘Shareholder Duties’, YDUN Grant, Danish Council for Independent Research, Ministry for Higher Education and Science, October 2014. Principal Investigator: Professor Hanne S. Birkmose, Aarhus University, Denmark. Duration: January 2015 – December 2017.  Grant: £458,832.80.

Recipient of the Special Grant 2011/2012 under the Special Grant and Support Program for Scholars’ Association Members of the Alexander S. Onassis Foundation (award and publication of a PhD thesis which has received recognition in the academic community), Greece. Duration: March 2013.  Grant: £5,000.


Supervision

Xiayang Chen - 'A Comparative Study of the Credit Rating Agencies: China and the USA'

 


Teaching

  • LLB Financial Law
  • LLB Company Law
  • LLM Corporate Finance
  • M&A Transactions

Additional information

Impact and Public Engagement

Consultation response to ‘Consultation: The Wates Corporate Governance Principles for Large Private Companies' Financial Reporting Council, September 2018.  Read Dr Sergakis's response here

Consultation response to the 'Independent Review of the Financial Reporting Council (FRC)’ led by the Department for Business, Energy, and Industrial Strategy (BEIS), July 2018.  Read Dr Sergakis's response: FRC Review - Sergakis

Consultation response to the proposed revision of the French corporate governance code AFEP/MEDEF, April 2018. More information can be found at: http://consultation.codeafepmedef.fr/EN/    Read the AFEP MEDEF consultation response - Sergakis.

Consultation response to 'Consulting on a Revised UK Corporate Governnance Code', Financial Reporting Council, February 2018.  Read Dr Sergakis's response here.

Consultation response to 'Best Practice Principles for Shareholder Voting Research', BBP Group, December 2017. Read Dr Sergakis's response here.

Seminars/Workshops/Conference Papers

Keynote Speaker: ‘The Future of EU Company Law’, 6-7 December 2018, 3rd International Conference on European Company Law and Corporate Governance, University of Zagreb, Croatia (invited).
 
‘The Influence of EU Company and Financial Law’, 28 November 2018, CRIDES Guest Seminar, UCLouvain, Belgium (invited).
 
‘Anti-Money Laundering Rules against Abuses in Corporate Law’, 14-15 November 2018, International Conference ‘Abuses of Companies’, Nordic Company Law Network, University of Aarhus, Denmark (invited).
 
‘A Code of Corporate Governance for Large Private Companies’, 7 November 2018, University College London, UK (invited).

‘Corporate governance and regulation’, Discussant of the Session, 13-15 June 2018, 10th Nordic Corporate Governance Network Conference, Gothenburg University, Sweden.

‘The (Neglected?) Importance of Social Enforcement in the Area of Shareholder Duties’, 13-15 June 2018, 10th Nordic Corporate Governance Network Conference, Gothenburg University, Sweden.

‘CG Principles for Large Private Companies’, 29 May 2018, Financial Reporting Council Event, Edinburgh, UK. 

‘The Enforceability of the Shareholder Rights Directive’, 24 May 2018, European Parliament, Brussels, Belgium.

‘Ownership Disclosure in Anti-Money Laundering Law’, 11-13 May 2018, Transparency of Stock Corporations in Europe, University of the Aegean, Greece.

‘Short Selling Challenges’ Roundtable, 3 May 2018, University of Montreal, 2nd annual conference of the Réseau Transnantional en Droit Bancaire et Financier, Canada.

'The Neglected Importance of Informal Governance and Education in Shareholder Engagement Duties’, Investigating the Impact of Law through interdisciplinary research, 5-6 April 2018, Monash University Prato Centre, Italy.

'Shareholder Activism' workshop, 15 February 2018, Instituo de Derecho Europeo e Integracion Regional (IDEIR), Universidad Complutense, Madrid, Spain.

‘Proxy advisors: The Ambiguous Mixture of Soft and Semi-hard law’, SIDE 13th Annual Conference, 15-16 December 2017, Lumsa University, Italy.

‘The Transparency of Listed Companies in EU Capital Markets Law’, Guest Lecture, 6 December 2017, Free University of Bozen, Italy.

‘Legal v. Social Enforcement of Shareholder Duties: Shareholder and Company Performance under Threat?’, International conference: Corporate Governance and Company Performance, 26 October 2017, Lisbon, Portugal.

Konstantinos Sergakis and Hanne S. Birkmose, 'Different aspects of enforcement of shareholders' duties', 9-13 October 2017, University of Oslo, Norway.

'Legal versus Social Enforcement of Shareholder Duties’,  International Conference Enforcing Shareholder Duties, 15 September 2017, University of Glasgow, UK.

‘Enforcement of Shareholder Duties: The Preferred Way to Sustainability?’, Council of European Studies, 12 July 2017, University of Glasgow, UK.

‘Regulatory Challenges for Banking and Capital Markets’ Discussant of the Session, SASE 29th Annual Conference, 29 June-2 July 2017, University of Lyon 3, France.

‘Enforcement of Shareholder Duties: The Preferred Way to Sustainability?’, SASE 29th Annual Conference, 29 June-2 July 2017, University of Lyon 3, France.

‘Disclosure and Accountability in EU Capital Markets Law’, 23 June 2017, European Law Institute Conference, Vienna, Austria.

‘Enforcement Mechanisms in Capital Markets Law’, 22-23 May 2017, University of Ghent, Belgium.

‘EU Capital Markets Law’, Guest Lecture, University of Cyprus, 27 April 2017, Cyprus.

‘Enforcement of Shareholder Duties: The Preferred Way to Sustainability?’, Corporate Finance Conference, Capo Bay Hotel, 24-26 April, Cyprus.

Special Guest and Discussant at the Workshop on Ethics & Culture in Finance: 5th Meeting, 31 March 2017, University of Genoa, Italy.

‘Short Selling: Market and Corporate Governance Concerns Revisited’, SIDE 12th Annual Conference, 16-17 December 2016, University of Turin, Italy.

‘The Relevance of Time in Framing the Sanctions Framework for Defective Disclosure’, International conference “Reporting, Investor Relations, Capital Markets – Challenges and Opportunities in Financial Communication”, 10 November 2016, Leipzig, Germany. 

‘Enforcement and Sanctions in UK and EU Law: Dissuasion and Compliance’, International conference “Droit des produits et marchés financiers Tendances et défis, Perspectives transnationales”, 14 October 2016, University of Montréal, Canada. 

'Shareholders Going Long and Short: Corporate Governance Under Threat?', SLS 2016 Annual Conference, 6 - 9 September 2016, University of Oxford, United Kingdom.

‘Individual Responsibility in UK Banking Law’, International Workshop “Enforcement Strategies in Financial Law”, 29 January 2016, University of Glasgow, UK.

'The Duties of a Short Seller', Conference on Shareholder Duties, 10 - 11 November 2015, Aarhus University, Denmark.

' Fighting Deficient Disclosure With Smarter Sanctions? A New Theory in EU Corporate Law', SLS 2015 Annual Conference, 1 - 4 September 2015, University of York, United Kingdom.

'The Relevance of Time in Shaping a New Sanctions Theory in Capital Markets Law', SASE 27th Annual Conference: Inequality in the 21st Century, 2 - 4 July 2015, The London School of Economics and Political Science, United Kingdom.

'Corporate Governance and Financialisation (II): Legal-Economic Case Studies from UK and Norway' (with Yuri Biondi), SASE 27th Annual Conference: Inequality in the 21st Century, 2 - 4 July 2015, The London School of Economics and Political Science, United Kingdom.

'Towards a New Taxonomy of Sanctions in Corporate Law: Fighting Inequality in Capital Markets', BISA 40th Anniversary Conference: The Worlds of Inequality, 16 - 19 June 2015, London, United Kingdom.

‘Shareholder Duties: the UK Approach’, Workshop Shareholder Duties”, 13-14 March 2015, Aarhus University, Denmark.

'Deconstruction and Reconstruction of the 'Comply or Explain' Principle in EU Capital Markets', SIDE: 10th Annual Conference, 18 - 20 December 2014, Rome, Italy.

‘Compliance, Communication and Engagement in EU Capital Markets: the Importance of National  Dialogue  Mechanisms’,  Northumbria  Conference  in  International  Commercial  Law,  14 November 2014, University of Northumbria, UK (open invitation).

'The Challenging Issue of Institutional Shareholder Engagement in EU Corporate Law: Perfectible Solutions and Perspectives for Reform', 7th Annual Legal Research Network Conference: The Interface of European and National Law, 3 - 4 September 2014, Bristol, United Kingdom.

‘EU Corporate Governance: the Ongoing Challenges of the “Institutional Investor Activism” conundrum’, Research Seminar Series 2013-2014, 5 February 2014, University of Bristol, UK.

'The Evolution of Monitoring Mechanisms in Corporate Governance Statements: An Antidote to Deficient Transparency', 25th SASE Annual Conference: States in Crisis, 27 - 29 June 2013, Milan, Italy.

'Monitoring Mechanisms: A Panacea for the Shortfalls of Soft Law Measures?', Current Challenges in Corporate Governance: Between Regulatory Compliance and Shareholder Activism, 20 June 2013, Luton, United Kingdom.

'EU Corporate Governance: A New Supervisory Mechanism for the 'Comply or Explain' Principle?', 7th International Finance Conference: Current Issues in International Financial Markets: Assessments and Modeling, 7 - 9 March 2013, Paris, France.

‘The UK Stewardship Code: Bridging the Gap Between Companies and Institutional Investors’, International Roundtable “Gouvernance: Quelle contribution des investisseurs institutionnels?”, University of Montreal, 2 November 2012, Canada (open invitation from Professor Stéphane Rousseau).

'European Corporate Governance Framework: Towards an Optimal Monitoring of the 'Comply or Explain' Principle', 4th Cambridge International Regulation and Governance Conference: More Regulation or Better Stewardship? Optimising the Means and Ends of Good Governance, 6 September 2012, Cambridge, United Kingdom.

‘Towards a More Enforceable Status of Soft Law Measures in Corporate Governance’, CRiL Seminar Series 2012-2013, University of Bedfordshire, 18 January 2012, United Kingdom.

‘CEO Remuneration: Recent Developments and Possible Evolution in EU Law’, Lunchtime Seminar Series, University of Luxembourg, 9 February 2011, Luxembourg (open invitation from Professor Pierre-Henri Conac).

Soft Law vs. Hard  Law in EU law: the Example of Corporate Governance’, European and Comparative Law Research Center Lectures, University Paris Ouest Nanterre La Défense, 4 March 2011, France (open invitation from Professors Sophie Robin-Olivier and Jean-Sylvestre Bergé).

Keynote Speaker: ‘The Future of EU Company Law’, 6-7 December 2018, 3rd International Conference on European Company Law and Corporate Governance, University of Zagreb, Croatia (invited).

 

‘The Influence of EU Company and Financial Law’, 28 November 2018, CRIDES Guest Seminar, UCLouvain, Belgium (invited).

 

‘Anti-Money Laundering Rules against Abuses in Corporate Law’, 14-15 November 2018, International Conference ‘Abuses of Companies’, Nordic Company Law Network, University of Aarhus, Denmark (invited).

 

‘A Code of Corporate Governance for Large Private Companies’, 7 November 2018, University College London, UK (invited).

 


All publications

List by: Type | Date

Jump to: 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011
Number of items: 36.

2019

Sergakis, K. (2019) Anti-money laundering rules against abuses in corporate law. In: Birkmose, H. and Sørensen, K. (eds.) Abuses of Companies. Kluwer Law International. (Accepted for Publication)

Sergakis, K. (2019) Ownership disclosure in anti-money laundering law. In: Veil, R. and Tountopoulos, V. (eds.) Transparency of Stock Corporations in Europe. Hart Publishing. (Accepted for Publication)

2018

Malberti, C., Rousseau, S. and Sergakis, K. (2018) The regulation of short selling: A transatlantic discussion on policy issues and instruments. Revue Trimestrielle de Droit Financier, (Accepted for Publication)

Sergakis, K. (2018) The Law of Capital Markets in the EU: Disclosure and Enforcement. Series: Palgrave corporate and financial law. Palgrave Macmillan. ISBN 9781137518460

Sergakis, K. and Birkmose, H. S. eds. (2018) Enforcing Shareholder Duties. Edward Elgar. (In Press)

Autenne, A. et al. (2018) The current challenges for EU company and financial law and regulation. Accounting, Economics, and Law, 8(3), 20170064. (doi:10.1515/ael-2017-0064)

Sergakis, K. (2018) Legal versus social enforcement of shareholder duties. In: Sergakis, K. and Birkmose, H. S. (eds.) Enforcing Shareholder Duties. Edward Elgar. (In Press)

Sergakis, K. and Birkmose, H. S. (2018) Introduction. In: Sergakis, K. and Birkmose, H. S. (eds.) Enforcing Shareholder Duties. Edward Elgar. (In Press)

2017

Sergakis, K. (2017) The relevance of time in framing the sanctions framework for defective disclosure. European Business Law Review, 28(3), pp. 331-366.

Sergakis, K. (2017) Application des lois et sanctions en droits brittanique et européen: dissuasion et conformité = Enforcement and sanctions in UK and EU law: dissuasion and compliance. Revue internationale des services financiers = International Journal for Financial Services, 2017(1), pp. 16-22.

Sergakis, K. (2017) The duties of a short seller. In: Birkmose, H.S. (ed.) Shareholder Duties. Kluwer Law International, pp. 153-173.

Sergakis, K. (2017) Les agences de notation face au pouvoir croissant de l’ESMA = [Credit rating agencies facing ESMA’s increasing power]. In: Pailler, P., Rouaud, A.-C. and Roussille, M. (eds.) Mélanges en L’Honneur de Jean-Jacques Daigre. Editions Lextenso, pp. 769-778. ISBN 9782306000793

2016

Sergakis, K. (2016) Derivative actions in UK company law. Actes Pratiques et Strategie Patrimoniale, 1, pp. 19-22.

2015

Sergakis, K. (2015) Deconstruction and reconstruction of the 'comply or explain' principle in EU capital markets. Accounting, Economics and Law, 5(3), pp. 233-288. (doi:10.1515/ael-2014-0007)

Sergakis, K. (2015) A rejoinder on Mr. Duhamel’s commentary. Accounting, Economics and Law, 5(3), p. 301. (doi:10.1515/ael-2014-0024)

Sergakis, K. (2015) Les conventions réglementées dans les groupes de sociétés en droits britannique et américain = Related party transactions in corporate groups in UK and US Law. Actes Pratiques et Strategie Patrimoniale, 3, pp. 9-10.

2014

Sergakis, K. (2014) Agences de notation = [Credit Rating Agencies]. In: Jurisclasseur Europe. Lexis Nexis, pp. 1-25.

Sergakis, K. (2014) Agences de notation et droit européen : renforcement du cadre réglementaire = [Credit rating agencies and EU law: reinforcement of the regulatory framework]. Revue internationale des services financiers = International Journal for Financial Services, 1, pp. 92-96.

Sergakis, K. (2014) EU corporate governance: the ongoing challenges of the 'institutional investor activism' conundrum. European Journal of Law Reform, 2014(4), p. 728.

Sergakis, K. (2014) Paul Davies, Klaus Hopt, Richard Nowak, and Gerard van Solinge (eds.), Corporate Boards in Law and Practice: A Comparative Analysis in Europe. International Company and Commercial Law Review, 25(6), pp. 229-231. [Book Review]

Sergakis, K. (2014) Proxy advisory firms under ESMA's microscope: a perfectible regulatory approach? International Company and Commercial Law Review, 25(4), pp. 144-151.

Sergakis, K. (2014) Rapport d’enquête sur les notations souveraines : l’ESMA hausse le ton = [Investigation report on sovereign ratings : ESMA raises its voice]. Bulletin Joly Bourse, 2014(2), pp. 83-87.

2013

Sergakis, K. (2013) EU corporate governance: a new supervisory mechanism for the ʻcomply or explainʼ principle? European Company and Financial Law Review, 10(3), pp. 394-431. (doi:10.1515/ecfr-2013-0394)

Sergakis, K. (2013) ESMA et agences de conseil en vote: un rapprochement délicat à la recherche d’une transparence volontaire = [ESMA and proxy advisory firms: a delicate approach in the search of a voluntary transparency]. Bulletin Joly Bourse, 2013(4), pp. 198-204.

Sergakis, K. (2013) La transparence des sociétés cotées en droit européen. Series: Bibliothèque de l'Institut de recherche juridique de la Sorbonne-André Tunc, 41. IRJS Editions: Paris. ISBN 9782919211166

Sergakis, K. (2013) Le Stewardship code: lumière d’Outre-Manche sur les investisseurs institutionnels = [The stewardship code: light across the channel on institutional investors]. Bulletin Joly Bourse, 2013(1), pp. 4-5.

Sergakis, K. (2013) The UK stewardship code: bridging the gap between companies and institutional investors. Revue Juridique Themis, 47(1), pp. 109-154.

2012

Sergakis, K. (2012) Le renforcement des pouvoirs des autorités compétentes = [The reinforcement of competent authorities’ powers], in J.-J. Daigre (sous la dir.), Dossier: Les enjeux de la réforme de la directive Abus de marché = [The challenges of the Market Abuse Directive reform]. Bulletin Joly Bourse, 2012(3), pp. 118-122.

Sergakis, K. (2012) Réforme de l’audit en Europe: choix prématurés et occasions manquées = [Audit reform in Europe: premature choices and lost chances]. Bulletin Joly Bourse, 2012(6/7), pp. 306-309.

Sergakis, K. (2012) Stockage des informations règlementées à l’échelle européenne: études et propositions = [Storage of regulated information at EU level: studies and proposals]. Bulletin Joly Bourse, 2012(1), pp. 22-26.

Sergakis, K. (2012) Un dilemme européen désormais critique: les rémunérations des dirigeants entre discretion et visibilité = [A European dilemma by now critical: CEO remuneration between discretion and visibility]. Bulletin Joly Bourse, 2012, pp. 84-87.

2011

Sergakis, K. (2011) La transparence des sociétés cotées = [The transparency of listed companies]. Bulletin Joly Bourse, 2011(10), pp. 568-569.

Sergakis, K. (2011) L’ESMA consulte sur le régime de prospectus suite à la demande d’avis technique de la part de la Commission européenne = [ESMA consults on the prospectus regime after the technical advice request from the European commission]. Bulletin Joly Bourse, 2011(6), pp. 365-368.

Sergakis, K. (2011) Note sous décision de la Commission des sanctions du 18 novembre 2010 à l’égard de MM. Pascal Koskas, Abel Sberro, X, Olivier Hoën, Arnaud Bezzina, Patrice Bourgeois, Y et Z. Bulletin Joly Bourse, 2011(4), pp. 246-252.

Sergakis, K. (2011) Note sous décision de la Commission des sanctions du 7 octobre 2010 à l’égard de la société X (anciennement dénommée Y), de M.A et de M.B. Les Petites Affiches, 46, pp. 6-20.

Sergakis, K. (2011) Règlement no 513/2011: la marche de l’ESMA vers la 'maturité régulatrice' face aux agences de notation = [Regulation (EU) no 513/2011: ESMA’s progress towards 'regulatory maturity' facing Credit Rating Agencies]. Bulletin Joly Bourse, 2011(9), pp. 491-494.

This list was generated on Sun Dec 16 10:35:37 2018 GMT.
Number of items: 36.

Articles

Malberti, C., Rousseau, S. and Sergakis, K. (2018) The regulation of short selling: A transatlantic discussion on policy issues and instruments. Revue Trimestrielle de Droit Financier, (Accepted for Publication)

Autenne, A. et al. (2018) The current challenges for EU company and financial law and regulation. Accounting, Economics, and Law, 8(3), 20170064. (doi:10.1515/ael-2017-0064)

Sergakis, K. (2017) The relevance of time in framing the sanctions framework for defective disclosure. European Business Law Review, 28(3), pp. 331-366.

Sergakis, K. (2017) Application des lois et sanctions en droits brittanique et européen: dissuasion et conformité = Enforcement and sanctions in UK and EU law: dissuasion and compliance. Revue internationale des services financiers = International Journal for Financial Services, 2017(1), pp. 16-22.

Sergakis, K. (2016) Derivative actions in UK company law. Actes Pratiques et Strategie Patrimoniale, 1, pp. 19-22.

Sergakis, K. (2015) Deconstruction and reconstruction of the 'comply or explain' principle in EU capital markets. Accounting, Economics and Law, 5(3), pp. 233-288. (doi:10.1515/ael-2014-0007)

Sergakis, K. (2015) A rejoinder on Mr. Duhamel’s commentary. Accounting, Economics and Law, 5(3), p. 301. (doi:10.1515/ael-2014-0024)

Sergakis, K. (2015) Les conventions réglementées dans les groupes de sociétés en droits britannique et américain = Related party transactions in corporate groups in UK and US Law. Actes Pratiques et Strategie Patrimoniale, 3, pp. 9-10.

Sergakis, K. (2014) Agences de notation et droit européen : renforcement du cadre réglementaire = [Credit rating agencies and EU law: reinforcement of the regulatory framework]. Revue internationale des services financiers = International Journal for Financial Services, 1, pp. 92-96.

Sergakis, K. (2014) EU corporate governance: the ongoing challenges of the 'institutional investor activism' conundrum. European Journal of Law Reform, 2014(4), p. 728.

Sergakis, K. (2014) Proxy advisory firms under ESMA's microscope: a perfectible regulatory approach? International Company and Commercial Law Review, 25(4), pp. 144-151.

Sergakis, K. (2014) Rapport d’enquête sur les notations souveraines : l’ESMA hausse le ton = [Investigation report on sovereign ratings : ESMA raises its voice]. Bulletin Joly Bourse, 2014(2), pp. 83-87.

Sergakis, K. (2013) EU corporate governance: a new supervisory mechanism for the ʻcomply or explainʼ principle? European Company and Financial Law Review, 10(3), pp. 394-431. (doi:10.1515/ecfr-2013-0394)

Sergakis, K. (2013) ESMA et agences de conseil en vote: un rapprochement délicat à la recherche d’une transparence volontaire = [ESMA and proxy advisory firms: a delicate approach in the search of a voluntary transparency]. Bulletin Joly Bourse, 2013(4), pp. 198-204.

Sergakis, K. (2013) Le Stewardship code: lumière d’Outre-Manche sur les investisseurs institutionnels = [The stewardship code: light across the channel on institutional investors]. Bulletin Joly Bourse, 2013(1), pp. 4-5.

Sergakis, K. (2013) The UK stewardship code: bridging the gap between companies and institutional investors. Revue Juridique Themis, 47(1), pp. 109-154.

Sergakis, K. (2012) Le renforcement des pouvoirs des autorités compétentes = [The reinforcement of competent authorities’ powers], in J.-J. Daigre (sous la dir.), Dossier: Les enjeux de la réforme de la directive Abus de marché = [The challenges of the Market Abuse Directive reform]. Bulletin Joly Bourse, 2012(3), pp. 118-122.

Sergakis, K. (2012) Réforme de l’audit en Europe: choix prématurés et occasions manquées = [Audit reform in Europe: premature choices and lost chances]. Bulletin Joly Bourse, 2012(6/7), pp. 306-309.

Sergakis, K. (2012) Stockage des informations règlementées à l’échelle européenne: études et propositions = [Storage of regulated information at EU level: studies and proposals]. Bulletin Joly Bourse, 2012(1), pp. 22-26.

Sergakis, K. (2012) Un dilemme européen désormais critique: les rémunérations des dirigeants entre discretion et visibilité = [A European dilemma by now critical: CEO remuneration between discretion and visibility]. Bulletin Joly Bourse, 2012, pp. 84-87.

Sergakis, K. (2011) La transparence des sociétés cotées = [The transparency of listed companies]. Bulletin Joly Bourse, 2011(10), pp. 568-569.

Sergakis, K. (2011) L’ESMA consulte sur le régime de prospectus suite à la demande d’avis technique de la part de la Commission européenne = [ESMA consults on the prospectus regime after the technical advice request from the European commission]. Bulletin Joly Bourse, 2011(6), pp. 365-368.

Sergakis, K. (2011) Note sous décision de la Commission des sanctions du 18 novembre 2010 à l’égard de MM. Pascal Koskas, Abel Sberro, X, Olivier Hoën, Arnaud Bezzina, Patrice Bourgeois, Y et Z. Bulletin Joly Bourse, 2011(4), pp. 246-252.

Sergakis, K. (2011) Note sous décision de la Commission des sanctions du 7 octobre 2010 à l’égard de la société X (anciennement dénommée Y), de M.A et de M.B. Les Petites Affiches, 46, pp. 6-20.

Sergakis, K. (2011) Règlement no 513/2011: la marche de l’ESMA vers la 'maturité régulatrice' face aux agences de notation = [Regulation (EU) no 513/2011: ESMA’s progress towards 'regulatory maturity' facing Credit Rating Agencies]. Bulletin Joly Bourse, 2011(9), pp. 491-494.

Books

Sergakis, K. (2018) The Law of Capital Markets in the EU: Disclosure and Enforcement. Series: Palgrave corporate and financial law. Palgrave Macmillan. ISBN 9781137518460

Sergakis, K. and Birkmose, H. S. eds. (2018) Enforcing Shareholder Duties. Edward Elgar. (In Press)

Sergakis, K. (2013) La transparence des sociétés cotées en droit européen. Series: Bibliothèque de l'Institut de recherche juridique de la Sorbonne-André Tunc, 41. IRJS Editions: Paris. ISBN 9782919211166

Book Sections

Sergakis, K. (2019) Anti-money laundering rules against abuses in corporate law. In: Birkmose, H. and Sørensen, K. (eds.) Abuses of Companies. Kluwer Law International. (Accepted for Publication)

Sergakis, K. (2019) Ownership disclosure in anti-money laundering law. In: Veil, R. and Tountopoulos, V. (eds.) Transparency of Stock Corporations in Europe. Hart Publishing. (Accepted for Publication)

Sergakis, K. (2018) Legal versus social enforcement of shareholder duties. In: Sergakis, K. and Birkmose, H. S. (eds.) Enforcing Shareholder Duties. Edward Elgar. (In Press)

Sergakis, K. and Birkmose, H. S. (2018) Introduction. In: Sergakis, K. and Birkmose, H. S. (eds.) Enforcing Shareholder Duties. Edward Elgar. (In Press)

Sergakis, K. (2017) The duties of a short seller. In: Birkmose, H.S. (ed.) Shareholder Duties. Kluwer Law International, pp. 153-173.

Sergakis, K. (2017) Les agences de notation face au pouvoir croissant de l’ESMA = [Credit rating agencies facing ESMA’s increasing power]. In: Pailler, P., Rouaud, A.-C. and Roussille, M. (eds.) Mélanges en L’Honneur de Jean-Jacques Daigre. Editions Lextenso, pp. 769-778. ISBN 9782306000793

Sergakis, K. (2014) Agences de notation = [Credit Rating Agencies]. In: Jurisclasseur Europe. Lexis Nexis, pp. 1-25.

Book Reviews

Sergakis, K. (2014) Paul Davies, Klaus Hopt, Richard Nowak, and Gerard van Solinge (eds.), Corporate Boards in Law and Practice: A Comparative Analysis in Europe. International Company and Commercial Law Review, 25(6), pp. 229-231. [Book Review]

This list was generated on Sun Dec 16 10:35:37 2018 GMT.